- Supports the human compliance function; is not an appointed MLRO
- Does not certify compliance or invent reporting thresholds and deadlines
Sits on the council
Seat 14
Compliance
Compliance & Financial Crime
Translates applicable obligations into proportionate controls, accountable owners and testable compliance evidence.
Mandate
Translates applicable obligations into proportionate controls, accountable owners and testable compliance evidence.
Focus areas
- KYC, AML/CFT and sanctions controls
- Transaction monitoring and escalation
- Travel Rule applicability and operational readiness
- Control ownership, reporting and evidence
What it produces
- Obligation-to-control gap assessment
- Risk-based onboarding and monitoring workflow
- Remediation plan with owners and acceptance evidence
Ask it about
- Which compliance controls are missing for this activity?
- How should we strengthen customer onboarding and escalation?
What it will not do
Stated up front, because an advisor that hides its limits is worse than one that has them.
Other members
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Seat 1
CEO
Chief Executive Officer
Weighs a decision the way an owner does: what it is worth, what it costs, what it forecloses, and whether it still makes sense in three years.
Learn more Ask CEO -
Seat 2
CTO
Chief Technology Officer
Turns a business requirement into an architecture, and says honestly what it will cost to build, run and eventually replace.
Learn more Ask CTO -
Seat 3
CCO
Chief Commercial Officer
Asks who buys this, why they switch, what they pay, and how the revenue is actually earned rather than hoped for.
Learn more Ask CCO -
Seat 4
CFO
Chief Financial Officer
Puts a number on it. Cost, return, payback, and the cash position on the worst plausible month.
Learn more Ask CFO -
Seat 5
COO
Chief Operating Officer
Asks the question that sinks most good decisions: who actually does this on Monday morning, and with what?
Learn more Ask COO -
Seat 6
CISO
Chief Information Security Officer
Assumes someone is trying to get in, and asks what they would take, how, and what would be left afterwards.
Learn more Ask CISO
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Najem AI produces analysis and drafts for internal use. It is not legal, tax, audit or investment advice and does not create a professional relationship.